NYSE Floor Information
NYSE Floor Information daily file is available approximately 5:00 am EST each trading day. NYSE Floor Information is available in Text & Excel formats and can be delivered via email, FTP, or downloaded from the website.
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Market Covered
NYSE
Instruments Covered
Equities
NYSE Brokerage Firm Directory
The NYSE Brokerage Firm Directory provides all Member Firms who serve as brokers and their respective booth locations. Daily file available at approximately 5:00 AM ET. The file is available in Text, Excel or Delta formats and can be delivered by email, FTP, or downloaded from our website (HTTP). Data available: 2/1/2004 - present
Excel and Text
| Firm | Location |
|---|---|
| ADVANCED EQUITIES SERVICES CORP. | M-06; M-08; M-10; M-12 |
| B & B SECURITIES INC. | XP-10; XP-11; XP-12; XP-13; XP-14; XP-15; XP-17; XP-18; XP-19; XP-20; XP-21; XP-22; XP-23 |
| BAIRD (ROBERT W.) & CO. INCORPORATED | K-20; K-22; K-22A |
| BANC OF AMERICA SECURITIES LLC | O-01; O-01A; O-01B; O-01C; O-02A; O-02B; O-02C; O-03; O-05; XB-01; XB-02; XB-03; XB-04; XB-05; XB-06; XB-07 |
| BANC OF AMERICA SPECIALIST, INC. | 01A; 01AB; 01B; 01C; 01CD; 01D; 01DE; 01E; 01EF; 01F; 01FG; 01G; 01GH; 01H; 01I; 01IJ; 01J; 01K; 01KL; 01L; 01LM; 01M; 01MN; 01N; 01NO; 01O; 01OP; 01P; 02A; 02AB; 02B; 02C; 02D; 02DE; 02E; 02F; 02G; 02GH; 02H; 02I; 02J; 02JK; 02K; 02L; 02LM; 02M; 02N; 02P; 02Q; 02R; 02RS; 02S; 02T; 02U; 02V; 02VV; XW-17; XW-18; XW-19 |
| BATTENKILL CAPITAL, INC. | ID-19; ID-20; ID-21; ID-22; IS-29; IS-30; IS-31; IS-32; NN-20; NN-20A; NN-20B; NN-21; NN-22; NN-23; S-06; S-08; S-10; S-12; XA-20; XA-22; XA-24; XA-26; XA-28; XA-30 |
| BAY CREST PARTNERS, LLC. | EW-08; EW-09; EW-10; EW-11; EW-12; EW-13; EW-14; EW-15; EW-16; EW-17; X-04; X-05; X-06; X-07; X-08; X-09; X-10; X-11; X-12; X-13; X-14; X-15; X-16; X-17; X-18; X-19; XP-08; XP-09; XP-10A |
| BEAR WAGNER SPECIALISTS LLC | 07A; 07B; 07C; 07D; 07E; 07F; 07G; 07H; 07I; 07J; 07K; 07L; 07M; 07N; 07O; 07P; 08A; 08B; 08C; 08D; 08E; 08F; 08G; 08H; 08I; 08J; 08K; 08L; 08M; 08N; 08O; 08P; 08Q; 08R; 08S; 08T; 08U; 08V |
| BEAR, STEARNS & CO. INC | NW-34; OO-08; OO-09; OO-10; OO-11; OO-12; OO-13; OO-14; OO-15; OO-16; OO-17; OO-18; YR-01 |
| BLUE POINT SECURITIES INC. | XA-06; XA-08; XA-10; XA-12; XA-14 |
XML
<FirmLocations xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"><FirmLocation><Firm>ADVANCED EQUITIES SERVICES CORP.</Firm><Location>M-06; M-08; M-10; M-12</Location></FirmLocation><FirmLocation><Firm>B & B SECURITIES INC.</Firm><Location>XP-10; XP-11; XP-12; XP-13; XP-14; XP-15; XP-17; XP-18; XP-19; XP-20; XP-21; XP-22; XP-23</Location></FirmLocation><FirmLocation><Firm>BAIRD (ROBERT W.) & CO. INCORPORATED</Firm><Location>K-20; K-22; K-22A</Location></FirmLocation><FirmLocation><Firm>BANC OF AMERICA SECURITIES LLC</Firm><Location>O-01; O-01A; O-01B; O-01C; O-02A; O-02B; O-02C; O-03; O-05; XB-01; XB-02; XB-03; XB-04; XB-05; XB-06; XB-07</Location></FirmLocation><FirmLocation><Firm>BANC OF AMERICA SPECIALIST, INC.</Firm><Location>01A; 01AB; 01B; 01C; 01CD; 01D; 01DE; 01E; 01EF; 01F; 01FG; 01G; 01GH; 01H; 01I; 01IJ; 01J; 01K; 01KL; 01L; 01LM; 01M; 01MN; 01N; 01NO; 01O; 01OP; 01P; 02A; 02AB; 02B; 02C; 02D; 02DE; 02E; 02F; 02G; 02GH; 02H; 02I; 02J; 02JK; 02K; 02L; 02LM; 02M; 02N; 02P; 02Q; 02R; 02RS; 02S; 02T; 02U; 02V; 02VV; XW-17; XW-18; XW-19</Location></FirmLocation><FirmLocation><Firm>BATTENKILL CAPITAL, INC.</Firm><Location>ID-19; ID-20; ID-21; ID-22; IS-29; IS-30; IS-31; IS-32; NN-20; NN-20A; NN-20B; NN-21; NN-22; NN-23; S-06; S-08; S-10; S-12; XA-20; XA-22; XA-24; XA-26; XA-28; XA-30</Location></FirmLocation><FirmLocation><Firm>BAY CREST PARTNERS, LLC.</Firm><Location>EW-08; EW-09; EW-10; EW-11; EW-12; EW-13; EW-14; EW-15; EW-16; EW-17; X-04; X-05; X-06; X-07; X-08; X-09; X-10; X-11; X-12; X-13; X-14; X-15; X-16; X-17; X-18; X-19; XP-08; XP-09; XP-10A</Location></FirmLocation><FirmLocation><Firm>BEAR WAGNER SPECIALISTS LLC</Firm><Location>07A; 07B; 07C; 07D; 07E; 07F; 07G; 07H; 07I; 07J; 07K; 07L; 07M; 07N; 07O; 07P; 08A; 08B; 08C; 08D; 08E; 08F; 08G; 08H; 08I; 08J; 08K; 08L; 08M; 08N; 08O; 08P; 08Q; 08R; 08S; 08T; 08U; 08V</Location></FirmLocation><FirmLocation><Firm>BEAR, STEARNS & CO. INC</Firm><Location>NW-34; OO-08; OO-09; OO-10; OO-11; OO-12; OO-13; OO-14; OO-15; OO-16; OO-17; OO-18; YR-01</Location></FirmLocation><FirmLocation><Firm>BLUE POINT SECURITIES INC.</Firm><Location>XA-06; XA-08; XA-10; XA-12; XA-14</Location></FirmLocation></FirmLocations>
| Field Name | Data Type * | Description | |
|---|---|---|---|
| 1 | Firm | Text (200) | Member firm name. |
| 2 | Location | Text (1000) | Member firm floor location. |
<?xml version="1.0" encoding="utf-16"?>
<xs:schema xmlns:xs="http://www.w3.org/2001/XMLSchema">
<xs:complexType name="FirmLocation">
<xs:sequence>
<xs:element name="Firm" type="xs:string" />
<xs:element name="Location" type="xs:string" />
</xs:sequence>
</xs:complexType>
<xs:element name="FirmLocations">
<xs:complexType>
<xs:sequence>
<xs:element name="FirmLocation" type="FirmLocation" />
</xs:sequence>
</xs:complexType>
</xs:element>
</xs:schema>
Online Data Viewer. View and filter online, and download data in your preferred format.
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Email. Receive files via email in the format(s) you choose.NYSE Broker Badge Directory
The NYSE Broker Directory includes all NYSE Member's names, badge numbers, firm affiliation and booth location. Daily file available at approximately 5:00 AM ET. The file is available in Text, Excel or Delta formats and can be delivered by email, FTP, or downloaded from our website (HTTP). Data available: 2/1/2004 - present
Excel and Text
| Badge | Name | Affiliation | Location |
|---|---|---|---|
| 4 | WALSH ANDREW | OLSEN SECURITIES CORP. | O10 |
| 5 | LAREGINA PAUL A | B & B SECURITIES INC. | XW42 |
| 6 | DEGAETA BLAIR M JR. | WJB CAPITAL GROUP, INC. | D06 |
| 9 | WEIMANN KENNETH C JR. | JANNEY MONTGOMERY SCOTT LLC | T01 |
| 13 | O'SHEA JOHN P | WESTMINSTER SECURITIES CORPORATION | |
| 18 | LIOTTI JOHN | MICHAEL P. O`KEEFE INC. | |
| 20 | FORBES CHRISTOPHER J | CHRISTOPHER J. FORBES LLC | X09 |
| 25 | COSTA PETER P | ECKHART & CO., INC. | Z09C |
| 26 | LAWLER JOSEPH M | LAWLER SECURITIES, INC. | YO01 |
| 28 | DALY GREGG J | BEAR, STEARNS & CO. INC | OO16 |
XML
<BrokerBadges xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"><BrokerBadge><Badge>4</Badge><Name>WALSH ANDREW</Name><Affiliation>OLSEN SECURITIES CORP.</Affiliation><Location>O10</Location></BrokerBadge><BrokerBadge><Badge>5</Badge><Name>LAREGINA PAUL A</Name><Affiliation>B & B SECURITIES INC.</Affiliation><Location>XW42</Location></BrokerBadge><BrokerBadge><Badge>6</Badge><Name>DEGAETA BLAIR M JR.</Name><Affiliation>WJB CAPITAL GROUP, INC.</Affiliation><Location>D06</Location></BrokerBadge><BrokerBadge><Badge>9</Badge><Name>WEIMANN KENNETH C JR.</Name><Affiliation>JANNEY MONTGOMERY SCOTT LLC</Affiliation><Location>T01</Location></BrokerBadge><BrokerBadge><Badge>13</Badge><Name>O'SHEA JOHN P</Name><Affiliation>WESTMINSTER SECURITIES CORPORATION</Affiliation><Location></Location></BrokerBadge><BrokerBadge><Badge>18</Badge><Name>LIOTTI JOHN</Name><Affiliation>MICHAEL P. O`KEEFE INC.</Affiliation><Location></Location></BrokerBadge><BrokerBadge><Badge>20</Badge><Name>FORBES CHRISTOPHER J</Name><Affiliation>CHRISTOPHER J. FORBES LLC</Affiliation><Location>X09</Location></BrokerBadge><BrokerBadge><Badge>25</Badge><Name>COSTA PETER P</Name><Affiliation>ECKHART & CO., INC.</Affiliation><Location>Z09C</Location></BrokerBadge><BrokerBadge><Badge>26</Badge><Name>LAWLER JOSEPH M</Name><Affiliation>LAWLER SECURITIES, INC.</Affiliation><Location>YO01</Location></BrokerBadge><BrokerBadge><Badge>28</Badge><Name>DALY GREGG J</Name><Affiliation>BEAR, STEARNS & CO. INC</Affiliation><Location>OO16</Location></BrokerBadge></BrokerBadges>
| Field Name | Data Type * | Description | |
|---|---|---|---|
| 1 | Badge | Number (0) | Broker's badge number. |
| 2 | Name | Text (100) | Broker name. |
| 3 | Affiliation | Text (200) | Afilliated member firm. |
| 4 | Location | Text (10) | Broker's booth location. |
<?xml version="1.0" encoding="utf-16"?>
<xs:schema xmlns:xs="http://www.w3.org/2001/XMLSchema">
<xs:complexType name="BrokerBadge">
<xs:sequence>
<xs:element name="Badge" type="xs:int" />
<xs:element name="Name" type="xs:string" />
<xs:element name="Affiliation" type="xs:string" />
<xs:element name="Location" type="xs:string" />
</xs:sequence>
</xs:complexType>
<xs:element name="BrokerBadges">
<xs:complexType>
<xs:sequence>
<xs:element name="BrokerBadge" type="BrokerBadge" />
</xs:sequence>
</xs:complexType>
</xs:element>
</xs:schema>
Email. Receive files via email in the format(s) you choose. Online Data Viewer. View and filter online, and download data in your preferred format. FTP Download. Data is available for download via FTP.Member Firm Clearing Info
Complete listing of NYSE Clearing Firms, and the numbers and mnemonics by which they are recognized. Daily file available at approximately 5:00 AM ET. The file is available in Text, Excel or Delta formats and can be delivered by email, FTP, or downloaded from our website (HTTP). Data available: 2/1/2004 - present
Excel and Text
| Clearing_Number | Firm_Name | Clearing_Mnemonic |
|---|---|---|
| 1 | CIBC WORLD MARKETS CORP | CWMK |
| 1 | KEYBANC CAPITAL MARKETS INC | KEY |
| 5 | GOLDMAN SACHS & CO -FLOOR- | G |
| 10 | BROWN BROTHERS HARRIMAN & CO | BB |
| 12 | SWISS AMERICAN SEC INC | SAC |
| 13 | SANFORD C BERNSTEIN & CO LLC | SCB |
| 15 | MORGAN STANLEY DW INC. | D |
| 17 | INTERACTIVE BROKERS LLC | IBI |
| 20 | BANC OF AMERICA SPECIALIST, INC. | FLT |
| 31 | NATIXIS BLEICHROEDER INC | ABLE |
XML
<ClearingInfo xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"><ClearingNumber><ClearingNumber>1</ClearingNumber><FirmName>KEYBANC CAPITAL MARKETS INC</FirmName><ClearingMnemonic>KEY</ClearingMnemonic></ClearingNumber><ClearingNumber><ClearingNumber>1</ClearingNumber><FirmName>CIBC WORLD MARKETS CORP</FirmName><ClearingMnemonic>CWMK</ClearingMnemonic></ClearingNumber><ClearingNumber><ClearingNumber>5</ClearingNumber><FirmName>GOLDMAN SACHS & CO -FLOOR-</FirmName><ClearingMnemonic>G</ClearingMnemonic></ClearingNumber><ClearingNumber><ClearingNumber>10</ClearingNumber><FirmName>BROWN BROTHERS HARRIMAN & CO</FirmName><ClearingMnemonic>BB</ClearingMnemonic></ClearingNumber><ClearingNumber><ClearingNumber>12</ClearingNumber><FirmName>SWISS AMERICAN SEC INC</FirmName><ClearingMnemonic>SAC</ClearingMnemonic></ClearingNumber><ClearingNumber><ClearingNumber>13</ClearingNumber><FirmName>SANFORD C BERNSTEIN & CO LLC</FirmName><ClearingMnemonic>SCB</ClearingMnemonic></ClearingNumber><ClearingNumber><ClearingNumber>15</ClearingNumber><FirmName>MORGAN STANLEY DW INC.</FirmName><ClearingMnemonic>D</ClearingMnemonic></ClearingNumber><ClearingNumber><ClearingNumber>17</ClearingNumber><FirmName>INTERACTIVE BROKERS LLC</FirmName><ClearingMnemonic>IBI</ClearingMnemonic></ClearingNumber><ClearingNumber><ClearingNumber>20</ClearingNumber><FirmName>BANC OF AMERICA SPECIALIST, INC.</FirmName><ClearingMnemonic>FLT</ClearingMnemonic></ClearingNumber><ClearingNumber><ClearingNumber>31</ClearingNumber><FirmName>NATIXIS BLEICHROEDER INC</FirmName><ClearingMnemonic>ABLE</ClearingMnemonic></ClearingNumber></ClearingInfo>
| Field Name | Data Type * | Description | |
|---|---|---|---|
| 1 | Clearing_Number | Number (0) | The clearing number used to identify the member firm. |
| 2 | Firm_Name | Text (200) | Member firm name. |
| 3 | Clearing_Mnemonic | Text (15) | Mnemonic used for the member firm. |
<?xml version="1.0" encoding="utf-16"?>
<xs:schema xmlns:xs="http://www.w3.org/2001/XMLSchema">
<xs:complexType name="ClearingNumber">
<xs:sequence>
<xs:element name="ClearingNumber" type="xs:int" />
<xs:element name="FirmName" type="xs:string" />
<xs:element name="ClearingMnemonic" type="xs:string" />
</xs:sequence>
</xs:complexType>
<xs:element name="ClearingInfo">
<xs:complexType>
<xs:sequence>
<xs:element name="ClearingNumber" type="ClearingNumber" />
</xs:sequence>
</xs:complexType>
</xs:element>
</xs:schema>
Email. Receive files via email in the format(s) you choose. Online Data Viewer. View and filter online, and download data in your preferred format. FTP Download. Data is available for download via FTP.Member Firm Admin Info
The NYSE Member Firm Admin Directory, provides the each member's firm mnemonic, clearing number, clearing alpha, and commission billing number. Daily file available at approximately 5:00 AM ET. The file is available in Text, Excel or Delta formats and can be delivered by email, FTP, or downloaded from our website (HTTP). Data available: 2/1/2004 - present
Excel and Text
| Mnemonic | Firm_Name | Clearing_Mnemonic | Clearing_Number | Commission_Billing_Number |
|---|---|---|---|---|
| A | TRADITION ASIEL SECURITIES INC | A | 370 | 0 |
| AAB | ABN AMRO INCORPORATED | ABN | 425 | 0 |
| AAE | MERRILL, LYNCH, PIERCE, FENNER & SMITH INC - FLOOR | ABN | 425 | 0 |
| AAG | ROSENBLATT SECURITIES INC | LXE | 48 | 0 |
| AAI | ABN AMRO INCORPORATED | ABN | 425 | 0 |
| AAS | ABN AMRO INCORPORATED | ABN | 425 | 0 |
| AAT | ABN AMRO INCORPORATED | ABN | 425 | 0 |
| AAX | ARCHIPELAGO SECURITIES LLC | AHX | 436 | 0 |
| AB | DEUTSCHE BANK SECURITIES INC | DBK | 573 | 0 |
| ABA | ABN AMRO INCORPORATED | ABN | 425 | 0 |
XML
<FirmAdminInfo xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"><FirmAdmin><Mnemonic>A</Mnemonic><FirmName>TRADITION ASIEL SECURITIES INC</FirmName><ClearingMnemonic>A</ClearingMnemonic><ClearingNumber>370</ClearingNumber><CommissionBillingNumber>0</CommissionBillingNumber></FirmAdmin><FirmAdmin><Mnemonic>AAB</Mnemonic><FirmName>ABN AMRO INCORPORATED</FirmName><ClearingMnemonic>ABN</ClearingMnemonic><ClearingNumber>425</ClearingNumber><CommissionBillingNumber>0</CommissionBillingNumber></FirmAdmin><FirmAdmin><Mnemonic>AAE</Mnemonic><FirmName>MERRILL, LYNCH, PIERCE, FENNER & SMITH INC - FLOOR</FirmName><ClearingMnemonic>ABN</ClearingMnemonic><ClearingNumber>425</ClearingNumber><CommissionBillingNumber>0</CommissionBillingNumber></FirmAdmin><FirmAdmin><Mnemonic>AAG</Mnemonic><FirmName>ROSENBLATT SECURITIES INC</FirmName><ClearingMnemonic>LXE</ClearingMnemonic><ClearingNumber>48</ClearingNumber><CommissionBillingNumber>0</CommissionBillingNumber></FirmAdmin><FirmAdmin><Mnemonic>AAI</Mnemonic><FirmName>ABN AMRO INCORPORATED</FirmName><ClearingMnemonic>ABN</ClearingMnemonic><ClearingNumber>425</ClearingNumber><CommissionBillingNumber>0</CommissionBillingNumber></FirmAdmin><FirmAdmin><Mnemonic>AAS</Mnemonic><FirmName>ABN AMRO INCORPORATED</FirmName><ClearingMnemonic>ABN</ClearingMnemonic><ClearingNumber>425</ClearingNumber><CommissionBillingNumber>0</CommissionBillingNumber></FirmAdmin><FirmAdmin><Mnemonic>AAT</Mnemonic><FirmName>ABN AMRO INCORPORATED</FirmName><ClearingMnemonic>ABN</ClearingMnemonic><ClearingNumber>425</ClearingNumber><CommissionBillingNumber>0</CommissionBillingNumber></FirmAdmin><FirmAdmin><Mnemonic>AAX</Mnemonic><FirmName>ARCHIPELAGO SECURITIES LLC</FirmName><ClearingMnemonic>AHX</ClearingMnemonic><ClearingNumber>436</ClearingNumber><CommissionBillingNumber>0</CommissionBillingNumber></FirmAdmin><FirmAdmin><Mnemonic>AB</Mnemonic><FirmName>DEUTSCHE BANK SECURITIES INC</FirmName><ClearingMnemonic>DBK</ClearingMnemonic><ClearingNumber>573</ClearingNumber><CommissionBillingNumber>0</CommissionBillingNumber></FirmAdmin><FirmAdmin><Mnemonic>ABA</Mnemonic><FirmName>ABN AMRO INCORPORATED</FirmName><ClearingMnemonic>ABN</ClearingMnemonic><ClearingNumber>425</ClearingNumber><CommissionBillingNumber>0</CommissionBillingNumber></FirmAdmin></FirmAdminInfo>
| Field Name | Data Type * | Description | |
|---|---|---|---|
| 1 | Mnemonic | Text (15) | Member firm's identifying mnemonic. |
| 2 | Firm_Name | Text (200) | Name of member firm. |
| 3 | Clearing_Mnemonic | Text (15) | Clearing mnemonic (if applicable) of member firm. |
| 4 | Clearing_Number | Number (0) | Clearing number (if applicable) of member firm. |
| 5 | Commission_Billing_Number | Number (0) | Commission billing number of the member firm. |
<?xml version="1.0" encoding="utf-16"?>
<xs:schema xmlns:xs="http://www.w3.org/2001/XMLSchema">
<xs:complexType name="FirmAdmin">
<xs:sequence>
<xs:element name="Mnemonic" type="xs:string" />
<xs:element name="FirmName" type="xs:string" />
<xs:element name="ClearingMnemonic" type="xs:string" />
<xs:element name="ClearingNumber" type="xs:int" />
<xs:element name="CommissionBillingNumber" type="xs:int" />
</xs:sequence>
</xs:complexType>
<xs:element name="FirmAdminInfo">
<xs:complexType>
<xs:sequence>
<xs:element name="FirmAdmin" type="FirmAdmin" />
</xs:sequence>
</xs:complexType>
</xs:element>
</xs:schema>
Online Data Viewer. View and filter online, and download data in your preferred format. FTP Download. Data is available for download via FTP. Email. Receive files via email in the format(s) you choose.